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Remote Jobs with FINRA Series 7 Certification

36 fresh jobs found

Advanced Sales Consultant, Life/LTC (*remote)
Radnor, PA, US

Lincoln Financial

IRA strategies Advanced sales BRD creation Excel modeling Sales Collateral Estate Planning Training Facilitation Marketing Collaboration User Testing +19

Senior Mid Full Time

USD 94K+

Sr Region Risk Manager - Ameriprise Financial Institutions Group
001 Virtual 001, United States

Ameriprise Financial Services

Supervisory policies Broker dealer regulations Financial Services Industry Technology Proficiency Process Management Conflict Management Policy Development Supervisory Financial Planning +9

Senior Full Time

USD 88K+

Internal Sales Specialist
Remote - Any, United States

Wealth Enhancement

RIA platforms Investment products Wealth Management Investment Management Financial Planning Sales Support Financial Services Onboarding Communications +7

Entry Mid Full Time

USD 56K+

Growth & Practice Consultant (Remote Work Option)
Remote - Any, United States

Wealth Enhancement

Wealth Management Investment Management Quantitative Financial Planning Sales process Client relationship management Team Management Financial Services Market Analysis +10

USD 125K+

Financial Services Representative - Del Mar, CA
11943 El Camino Real, San Diego CA, United States

Fidelity Investments

Trade Execution Series 7 Phone support Wealth Management Online Learning Career Development Financial Services Networking Finance +6

Entry Mid Full Time

USD 45K+

Advanced Sales Consultant, Annuities (*remote consideration)
Radnor, PA, US

Lincoln Financial

Excel modeling Estate Planning Sales Collateral Marketing Collaboration User Testing Annuities Retirement plans Financial products Reinsurance +16

Senior Mid Full Time

USD 94K+

Financial Advisor & Planner – Brokerage/Premier Accounts
KS Overland Park, United States

Investment products Brokerage Retirement planning Empower Client satisfaction Options Operational Client Retention Financial Planning +12

USD 58K+

Broker Dealer Operations Sales Support Analyst
USA - NE (Remote), United States

Allstate Remote-first

FINRA compliance Procedure training Securities industry knowledge Trading functionality Technology Platforms Policy interpretation Oversight Identity Protection Filing +28

Entry Full Time

USD 41K+

Regional Vice President Annuities (Kentucky/S Indiana)
Work From Home, USA, United States

FINRA Series 6 Wholesaling Technology Proficiency Retirement Solutions Annuities Investment solutions Retirement plans Employee Benefits Discretion +13

Exec Mid Full Time

USD 60K+

Sr Dir Private Markets Specialist
Non Office - United States, United States

Global real estate Private Markets Series 7 Performance Analytics Investment Strategies Capital Markets Investment Management Client Engagement Competitive analysis +6

Senior Full Time

USD 200K+

Senior Internal Advisor Consultant - Colorado
Remote, CO, US

New York Life Insurance Co

Business growth strategies SMAs Portfolio solutions Economic trends Internal wholesaling ETFs Financial advising Wholesaling Series 7 +28

Entry Mid Full Time

USD 70K+

Premier Wealth Associate
KS Overland Park, United States

Retirement concepts Financial customer service Brokerage transaction Retirement account operations Investment Needs Mutual Fund ETF Fixed Income Securities IRA +15

USD 49K+

Divisional Vice President, Experienced Advisor Recruiting - West Division
002 Virtual 002, United States

Ameriprise Financial Services

Advisor candidate experience Advisor retention Diversity Hiring Recruitment Strategies Wealth Management Competitive Intelligence Financial Planning Vendor Management Performance Management +10

Exec Senior Full Time

USD 100K+

Senior Internal Advisor Consultant (Southern CA)
Remote, CA, US

New York Life Insurance Co

Business growth strategies SMAs Portfolio solutions Economic trends Internal wholesaling ETFs Financial advising Wholesaling Series 7 +30

Entry Mid Full Time

USD 70K+

Regional Vice President Annuities (E Michigan)
Work From Home, USA, United States

Wholesaling FINRA Series 6 Technology Proficiency Retirement Solutions Investment solutions Annuities Retirement plans Employee Benefits Discretion +13

Exec Mid Full Time

USD 60K+

Regional Vice President Annuities (Austin/San Antonio)
Work From Home, USA, United States

Wholesaling FINRA Series 6 Technology Proficiency Retirement Solutions Investment solutions Annuities Retirement plans Employee Benefits Discretion +13

Exec Mid Full Time

USD 60K+

Sr. Retirement Specialist (Corporate/Private Sector Retirement Plans)
California-Work from Home-3, United States

Public Sector Business Annuity products Financial counseling Investment products Annuity Retirement planning Retirement Solutions Financial products Retirement plans +17

Senior Mid Full Time

USD 61K+

Senior Internal Advisor Consultant (Florida)
Remote, FL, US

New York Life Insurance Co

Portfolio solutions Economic trends SMAs Internal wholesaling ETFs Financial advising Wholesaling Series 7 Asset allocation +28

Entry Senior Full Time

USD 70K+

Financial Service Representative - Lakewood, CO
343 S Teller St, Lakewood CO, United States

Fidelity Investments

Trade Execution Series 7 Phone support Wealth Management Career Development Financial Planning Financial Services Networking Finance +4

Entry Mid Full Time

USD 45K+

Regional Vice President, External Wholesaler
Remote Location, United States

Lead development WebEx Account Selling Technology Utilization Sales Growth Pipeline Management Relationship building Risk Management CRM +10

Exec Senior Full Time

USD 80K+

Supervision Analyst
Remote - Any, United States

Wealth Enhancement

Wealth Management Investment Management Financial Planning Financial Services Written communication Microsoft Office Salesforce Compliance Training +1

Entry Mid Full Time

USD 56K+

Account Manager, Investment Specialist
Illinois - Virtual, United States

Nuveen products/services acumen Investment discipline Consultative communication Alternative Investments Financial Markets Capital Markets Due Diligence Competitive analysis Client relationship management +10

USD 108K+

Internal Sales Specialist (Remote Work Option)
Remote - Any, United States

Wealth Enhancement

RIA platforms Investment products Wealth Management Investment Management Oral communication Financial Planning Sales Support Financial Services Onboarding +7

Entry Mid Full Time

USD 56K+

Training Manager - Retail Wealth Management and Advice Services
CT-Work@Home, Connecticut, United States

Voya Financial Remote-first

Remote team management Training program design Adult Learning Principles Learning and development Training and Development Prioritization Scheduling Financial Services Stakeholder management +18

Senior Full Time

USD 103K+

Marketing Review Officer, Business Supervisory Office - Assistant Vice President
Jacksonville, 5201 Gate Parkway, United States

Marketing review Spanish (preferred) Supervisory procedures Financial instruments Financial Regulations Anti-Money Laundering Risk Controls Client Relations +19

Exec Mid Full Time

USD 75K+

Compliance Manager - Invest
United States (Remote)

FINRA Regulatory oversight SEC Stakeholder Collaboration Policy Development Fintech Audit Financial Services Monitoring +13

Senior Mid Full Time

USD 140K+

Senior Manager Advisory and Planning
KS Overland Park, United States

Investment allocation Sales culture Health savings accounts Financial wellness Escalation management Investment products Empower Options Processes +20

Senior Mid Full Time

USD 94K+

Client Relationship Manager - Retirement Services- North Carolina
VA-Work@Home, Virginia, United States

Voya Financial Remote-first

Participant Education Campaigns Investment Consulting Defined contribution Sales presentations Client relationship management Financial Services Business Acumen Implementation Critical thinking +8

USD 84K+

Brokerage Business Development Officer
Paramus NJ - Telecommuter, United States

Contact management tools Client Retention Branding Event Planning Writing Microsoft Office Presentation Marketing Project Management +1

USD 80K+

Client Relationship Manager I
Work From Home, USA, United States

Needs-Based Approach IRA Financial advice FINRA Series 6 Retirement planning Annuity Investment solutions Retirement Solutions Customer Education +30

USD 29K+

Regional Vice President, Mutual Funds, (San Francisco)
Work From Home, USA, United States

FINRA Series 6 Wholesaling Mutual funds Technology Proficiency Investment solutions Retirement Solutions Annuities Retirement plans Employee Benefits +14

Exec Mid Full Time

USD 40K+

Brokerage Client Service Associate
Paramus NJ - Telecommuter, United States

Investment research Client Servicing Operational Support Calendar Management Client Communication Risk mitigation Administrative Support Financial Planning Time Management +6

Entry Mid Full Time

USD 80K+

Advanced Markets Consultant - Remote
Remote

Mutual Of Omaha

Business continuation Financial expertise Estate Planning High-Speed Internet Consultative Support Retirement planning Financial products Market Insights Consultative +18

USD 123K+

Regional Vice President, Emerging Markets (Corporate/Private Sector Retirement Plans)
New York-Work from Home-1, United States

Investment products Annuity Report Preparation State law Proposal Preparation Retirement Solutions Investment Management Financial products Retirement plans +24

Exec Mid Full Time

USD 100K+

Business Line Operational Compliance Officer/Project Manager - VP
Distributed

Performance Trust Capital Partners

Trading Systems Technology in compliance Market manipulation controls Broker dealer regulations Equities Operational compliance Fixed income Compliance programs Financial Markets +7

Exec Senior Full Time

USD 130K+

In-Market Inte0rnal Advisor Consultant (Southern CA)
Remote, CA, US

New York Life Insurance Co

Asset allocation strategies Internal wholesaling SMA Asset allocation Investments Series 7 Wholesaling Spanish fluency Investment Strategies +28

Entry Mid Full Time

USD 65K+

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