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SEC Rules Remote Jobs

3 fresh jobs found

Manager - Compliance (Hybrid/Remote) - Dallas, TX, United States

CFTC/NFA ICA of 1940 IA Act of 1940 Securities Exchange Act Securities Act Private Equity Fund Administration Advisers Act SEC Exam Practices SEC Rules +9

Senior Mid Full Time

USD 75K+

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Senior Manager - Compliance (Hybrid/Remote) - Dallas, TX, United States

Private Equity Fund Administration Advisers Act SEC Rules FINRA Requirements SEC Exam Practices Operational Support Regulatory filings Compliance programs Financial controls +3

Senior Full Time

USD 90K+

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Independence CQRM Manager (REMOTE) - USA-FL-Virtual

AICPA Rules SEC Rules PCAOB Rules Conflict Resolution Due Diligence Decision making Monitoring Risk Management Accounting +2

Senior Mid Full Time

USD 100K+

Preview Details Apply

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