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Manager - Compliance (Hybrid/Remote)
- Dallas, TX, United States
IQ-EQ
CFTC/NFA
ICA of 1940
IA Act of 1940
Securities Exchange Act
Securities Act
Private Equity Fund Administration
Advisers Act
SEC Exam Practices
SEC Rules
+9
Senior
Mid
Full Time
USD 75K+
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Senior Manager - Compliance (Hybrid/Remote)
- Dallas, TX, United States
IQ-EQ
Private Equity Fund Administration
Advisers Act
SEC Rules
FINRA Requirements
SEC Exam Practices
Operational Support
Regulatory filings
Compliance programs
Financial controls
+3
Senior
Full Time
USD 90K+
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Details
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