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Remote Jobs with FINRA SIE Certification

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5 fresh jobs found
Retirement Consultant PA/NJ
Philadelphia, PA, US Lincoln Financial logo Lincoln Financial
Retirement planning Reinsurance Leadership Development Financial Planning Life Insurance Metrics Relationship Management Teams Coaching +6
Senior Mid Full Time
USD 80K+
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Business Line Compliance Officer
Distributed Performance Trust Capital Partners logo Performance Trust Capital Partners
Market manipulation surveillance Equities Securities laws Fixed income Client Advisory Policy Development Regulatory Compliance Risk Management Operations +4
Senior Full Time
USD 100K+
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Business Line Operational Compliance Officer/Project Manager - VP
Distributed Performance Trust Capital Partners logo Performance Trust Capital Partners
Trading Systems Technology in compliance Market manipulation controls Broker dealer regulations Equities Operational compliance Fixed income Compliance programs Financial Markets +7
Exec Senior Full Time
USD 130K+
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Retirement Consultant - Tri-Cities TN
Johnson City, TN, US Lincoln Financial logo Lincoln Financial
Retirement planning Reinsurance Leadership Development Financial Planning Metrics Life Insurance Relationship Management Coaching Teams +6
Senior Mid Full Time
USD 80K+
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Underwriting Operations Analyst
Distributed Performance Trust Capital Partners logo Performance Trust Capital Partners
Data filtering Data sorting V-lookups Client-facing Pivot Tables Prioritization Underwriting Financial Services Microsoft Excel +3
Entry Mid Full Time
USD 65K+
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