Consultant, Advertising Compliance (*remote consideration)

Alternate Locations: Radnor, PA (Pennsylvania)

 Work Arrangement:

Remote : Work at home employee residing outside of a commutable distance to an office location.

Relocation assistance: is not available for this opportunity.

Requisition #: 73371

The Role at a Glance

We are excited to bring on an Consultant, Advertising Compliance to support our Lincoln Financial Distributors (sales) business unit in reviewing and approving advertising materials as it relates to Group Protection, Retirement Services and Funds Management and is responsible for the approval of marketing material and communications for the these various business lines.

As a primary contributor to this group, you will work closely with our sales and marketing teams and other departments to review and help develop effective and compliant communications, sales and educational materials for internal, financial professional and public audiences. Comprehensive knowledge of state, FINRA/SEC regulations is required as well as diplomatic and public speaking skills.

What you'll be doing

What you'll be doing:

• Provide timely principal reviews of communications and marketing materials, and social media for Insurance Products, Group Protection, Retirement Services and Funds Management.  
• Act as subject matter expert regarding firm and regulatory guidelines including FINRA, SEC, NAIC and various individual states.
• Direct and enhance organizational initiatives, process improvements and innovative efficiencies by positively influencing and supporting change management and/or departmental/enterprise initiatives within assigned area(s) of responsibility.
• Complete timely filing of materials with FINRA and state agencies as needed.
• Collaborate with marketing, sales and product groups to provide guidance as materials are being developed for major initiatives and product launches.
• Add value by getting ahead of potential issues. Write guidelines and update written supervisory procedures as needed, train personnel.
• Establish and maintain firm, FINRA and state regulator relationships.
• Identify complex risks and develop/recommend remediation plans.
• Provide effective and open communication with internal/external stakeholders to ensure transparency and consistency of compliance actions.
• Prepare and communicate complex compliance alerts and/or communications concerning new or updated compliance policies or industry rules and regulations.
• Understand balancing the needs of business with the regulations that govern that business.

What we’re looking for

What we’re looking for:
Must-Haves:

• 4 Year/Bachelor's degree or equivalent work experience 
• 3+ years’ …