Consultant, Advertising Compliance (*remote consideration)
Radnor, PA, US
Alternate Locations: Radnor, PA (Pennsylvania)
Work Arrangement:
Remote : Work at home employee residing outside of a commutable distance to an office location.
Relocation assistance: is not available for this opportunity.
Requisition #: 73371
The Role at a Glance
We are excited to bring on an Consultant, Advertising Compliance to support our Lincoln Financial Distributors (sales) business unit in reviewing and approving advertising materials as it relates to Group Protection, Retirement Services and Funds Management and is responsible for the approval of marketing material and communications for the these various business lines.
As a primary contributor to this group, you will work closely with our sales and marketing teams and other departments to review and help develop effective and compliant communications, sales and educational materials for internal, financial professional and public audiences. Comprehensive knowledge of state, FINRA/SEC regulations is required as well as diplomatic and public speaking skills.
What you'll be doing
What you'll be doing:
- Provide timely principal reviews of communications and marketing materials, and social media for Insurance Products, Group Protection, Retirement Services and Funds Management.
- Act as subject matter expert regarding firm and regulatory guidelines including FINRA, SEC, NAIC and various individual states.
- Direct and enhance organizational initiatives, process improvements and innovative efficiencies by positively influencing and supporting change management and/or departmental/enterprise initiatives within assigned area(s) of responsibility.
- Complete timely filing of materials with FINRA and state agencies as needed.
- Collaborate with marketing, sales and product groups to provide guidance as materials are being developed for major initiatives and product launches.
- Add value by getting ahead of potential issues. Write guidelines and update written supervisory procedures as needed, train personnel.
- Establish and maintain firm, FINRA and state regulator relationships.
- Identify complex risks and develop/recommend remediation plans.
- Provide effective and open communication with internal/external stakeholders to ensure transparency and consistency of compliance actions.
- Prepare and communicate complex compliance alerts and/or communications concerning new or updated compliance policies or industry rules and regulations.
- Understand balancing the needs of business with the regulations that govern that business.
What we’re looking for
What we’re looking for:
Must-Haves:
- 4 Year/Bachelor's degree or equivalent work experience
- 3+ years’ …
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Relocation assistance not available Work at home employee residing outside of a commutable distance to an office location
Benefits/Perks401K and employee benefits Career tracks Clearly defined career tracks Competitive 401K and employee benefits Defined career tracks Effective productivity/technology tools and training Employee Assistance Program Financial counseling Flexible work hybrid situations Free financial counseling Health coaching Hybrid work Leadership development Leadership development and virtual training opportunities Productivity/technology tools and training PTO/parental leave Remote work environment Remote work environment and flexible work hybrid situations Training opportunities Tuition Assistance Tuition assistance program
Tasks- Act as subject matter expert
- Collaborate with teams
- Ensure compliance
- Manage relationships
- Review marketing materials
- Train personnel
Advertising compliance Change Management Communication Compliance Content management systems Leadership Development Life Insurance Marketing Organizational Presentation Process improvements Public speaking Regulatory Guidelines Reinsurance Relationship Management Time Management
Experience3 years
EducationBachelor's degree Business Equivalent work experience
CertificationsSeries 24 Series 26 Series 6 Series 7
TimezonesAmerica/Anchorage America/Chicago America/Denver America/Los_Angeles America/New_York Pacific/Honolulu UTC-10 UTC-5 UTC-6 UTC-7 UTC-8 UTC-9