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TBL Fund: Manager of Compliance and Risk Management (REMOTE)

Denver, Colorado, United States - Remote

Who we are:  

TBL Fund is a national non‐profit community development financial institution (CDFI), certified by the US Treasury Dept. to deliver financing for green upgrades in multifamily affordable housing. We aim to tackle the affordable housing, climate change and social equity crisis that faces us. TBL Fund aims to be the nation’s premier energy financing provider to apartment communities that serve low-to-moderate income (LMI) residents. We are looking for the smartest, entrepreneurial, and committed new team members who wish to make a difference.  

 

Our Work Environment: 

Collaborative, entrepreneurial, fast paced, inclusive, work/life balance, established career paths for certain positions, opportunities to job shadow, flexible schedules, robust onboarding, and above all passion for what we do. 

Requirements

Position Overview:  

This Compliance Manager will work independently & directly with senior management to ensure TBL Fund’s adherence to the regulatory requirements of the Community Development Financial Institution Fund -CDFI (US Dept. of Treasury) including its certification as a CDFI as well as overseeing internal policies on financial controls that mitigate risk for investments made and received by TBL Fund. Additionally, the Compliance Manager will provide training on compliance and risk issues to other employees as needed.  

Must Have Qualifications:  

  • 5+ Years of experience overseeing risk management and compliance role at a CDFI 
  • 5+ Years of experience overseeing annual certifications for a CDFI 
  • 5+ years of experience with The CDFI Fund’s Award Management Information System (AMIS) 

Desired Qualifications: 

  • Possess certification related to financial regulatory compliance. 
  • Advanced knowledge of finance industry regulations, guidelines, and laws. 
  • Analytical ability to develop metrics and implement improvements through financial analysis and reporting. 
  • Strong communications skills with the ability to disseminate complex financial. information into simple, sound business language.  
  • Proficiency with MS Office and financial and accounting software.  

Location: Remote in the U.S.A. 

Reports to: TBL Fund Chief Financial Officer  

Skill Level: Intermediate to Advanced 

Education: Bachelor’s degree or higher in finance, legal studies, business administration (with emphasis on Finance) or related field 

Areas of Expertise: Financial Controls, Financial Compliance, Regulatory Compliance  

Compensation: $80k DOE

Key Responsibilities:  

  • Ensuring TBL Fund is in compliance with all local, state, and federal laws regarding finances, tax fillings, and reporting. 
  • Reviewing and improving financial controls. 
  • Preparing and delivering monthly/quarterly/annual compliance reports.   
  • Providing advice to Management on financial analysis and decision-making related to compliance. 
  • Performing risk analysis and reporting findings back to TBL Management. 
  • Provides ongoing training to staff on compliance to ensure best practices are followed. 
  • Staying up to date on changes in regulations and industry trends to prevent breaches of compliance. 
  • Serves as point of contact for regulatory agencies.

This Job Description is a guide listing the key responsibilities of the Job, not an all-inclusive list. It will be reviewed and revised periodically by management to meet the changing needs of TBL Fund. 

Benefits

  • Company Health, Dental, and Life Insurance plan for the employee at no cost! (charges will be added for spouse and family coverage)
  • Available Vision and Short-Term Disability Insurance
  • 403b Retirement Savings Plan available on day 1
  • Unlimited PTO Plan

ICAST & TBL Fund are committed to attracting and retaining a diverse staff and will honor your experiences, perspectives, and unique identity. We strive to create and maintain a working environment that is inclusive, equitable and welcoming regardless of race, color, religion, age, sex, sexual orientation, gender identity, national origin, protected veteran, or disabled status. ICAST & TBL fund are proud to be an Equal Opportunity Employer! 

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