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2 fresh jobs found
Compliance Manager (Testing & Audit)
East Coast, US Cleo AI Ltd logo Cleo AI Ltd
Regulatory examinations NMLS Issue management Project Execution Fintech Audit Monitoring Testing Cross-functional Collaboration +7
Mid Full Time
USD 100K+
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Regional Mgr - Branch Supervision
Work From Home, USA, United States Transamerica logo Transamerica
Regulatory examinations Broker dealer Supervisory procedures Investment advisory FINRA Series 6 Retirement Solutions Investment solutions Annuities Retirement plans +24
Mid Full Time
USD 65K+
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