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Remote Jobs with FINRA Series 24 Certification

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5 fresh jobs found
Business Line Operational Compliance Officer/Project Manager - VP
Distributed Performance Trust Capital Partners logo Performance Trust Capital Partners
Trading Systems Technology in compliance Market manipulation controls Broker dealer regulations Equities Operational compliance Fixed income Compliance programs Financial Markets +7
Exec Senior Full Time
USD 130K+
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Compliance Branch Examiner (Western US or Mid-West States preferred)
Work From Home, USA, United States Transamerica logo Transamerica
Financial Regulations Compliance training Investment solutions Retirement Solutions Inspection Annuities Retirement plans Employee Benefits Discretion +17
Mid Full Time
USD 62K+
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ESI, Director Suitability
Montpelier, Vermont, United States; Addison, Texas, United States; Remote, United States National Life Group logo National Life Group
Securities transactions Suitability review Annuity products Financial Services Time Management Customer service Organization Organizational Problem-solving +2
Exec Senior Full Time
USD 82K+
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Chief Compliance Officer - Voya Financial Advisors
CT-Work@Home, Connecticut, United States Voya Financial logo Voya Financial  Remote-first
Finra rules Technology leverage Securities laws Insurance Laws Privacy laws Anti-Money Laundering Strategic vision Regulatory Financial Services +14
Exec Senior Full Time
USD 168K+
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Principal Review Supervisor
CT-Work@Home, Connecticut, United States Voya Financial logo Voya Financial  Remote-first
Protegent Securities Mutual funds Regulatory knowledge Annuities PC Supervision Financial Planning Regulatory +12
Senior Mid Full Time
USD 53K+
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