Compliance Testing and Monitoring Program Manager

Company Description

Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams — People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more — provide support and guidance at the corporate level. They work across business groups and around the globe, spanning time zones and disciplines to develop inclusive People policies, forecast finances, give legal counsel, safeguard systems, nurture new initiatives, and more. Every challenge creates possibilities, and we need different perspectives to see them all. Bring yours to Block.

Job Description

You will support Block's compliance mission by working side-by-side with compliance, counsel, and business personnel to foster a culture of risk management. You will report to the Global Compliance Testing and Monitoring Lead and conduct testing and monitoring of the operating and control environment and compliance program. The scope of your work will include but will not be limited to testing compliance with BSA/AML/OFAC, CAN-SPAM, ECOA, EFTA, E-SIGN, FCRA, GLBA, TILA, and UDAAP requirements.

This role is 100% remote for a candidate who lives/resides in the US.

You will:

• Plan, scope, document, and conduct compliance testing and monitoring reviews across all business units.

• Test the adequacy and effectiveness of the operating and control environment, including policies, procedures, and systems.

• Complete process run through with business units and record all your fieldwork and documentation reviewed.

• Communicate your findings to key stakeholders and gain agreement for management actions plans.

• Complete report writing to formalize your findings.        

To be successful you will:

• Develop an understanding of Block's business operations and compliance framework.

• Establish collaborative business relationships.

• Calibrate with legal for the application of the laws to our business.

• Maintain knowledge of latest compliance risks and regulations.

• Work across the team to assist others with reviews.

Qualifications

You have:

• 5 years of experience required in regulatory compliance testing, fraud & financial crimes oversight or internal audit.

• 4-year undergraduate degree (Bachelor’s Degree)

• FinTech or payment services experience.

• Experience building relationships and establishing trust and credibility with business leads.

• Experience managing diverse assignments across business.

• Experience using Google Applications (e.g. Sheets, Docs, Slides) 

Even better:

• Relevant industry certifications (CAMS, CRCM, CIA)

• Cryptocurrency experience

Additional Information

Block takes a market-based approach to pay, and pay may vary depending on your location. U.S. locations are categorized into one of four zones based on a cost of labor index for that …