Compliance Surveillance Analyst
Remote - United States
About AlphaSense:Â
The worldâs most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI, AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls, news, trade journals, and clientsâ own research content.
The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together, AlphaSense and Tegus will accelerate growth, innovation, and content expansion, with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 4,000 enterprise customers, including a majority of the S&P 500. Founded in 2011, AlphaSense is headquartered in New York City with more than 2,000 employees across the globe and offices in the U.S., U.K., Finland, India, Singapore, Canada, and Ireland. Come join us!
About the Team:
Tegus by AlphaSense facilitates extremely valuable calls between our clients and experts. Given the
proprietary insights in these conversations, compliance is critical to our business, and a key component of
our value add. The Compliance Team provides our clients with actionable insights while maintaining the
highest legal and regulatory standards.
About the Role:Â
As a Compliance Surveillance Analyst, you will play a crucial role in supporting our content generation
while protecting our clients from potentially sensitive information. You will gain extensive knowledge of
Tegusâ cutting edge compliance program to facilitate the review of expert call transcripts. This role is
fast-paced, so agility and ability to work under a tight deadline are key.
Who You Are:
- 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or
similar is preferred, but not required. Strong transferrable skills, such as research and analysis, are
also highly valued. - Acute attention to detail and strong reading comprehension with proofreading, drafting, and
investigative/research experience. - Ability to effectively prioritize tasks, manage time, and remain highly organized while working
independently. - Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing
priorities and contribute to innovative solutions that support Tegusâ business needs.
What Youâll Do:Â
- Serve as the first human layer of review for expert call transcripts to detect and resolve instances
of material âŚ
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- Conduct due diligence
- Manage communications
- Perform administrative tasks
AI Analysis Attention to detail Candidate Experience Compliance Content Generation Drafting Equity Research Innovation Investigative research Market intelligence Organizational Proofreading Qualified Recruitment Research Time Management Training
Experience1-2 years
Education TimezonesAmerica/Anchorage America/Chicago America/Denver America/Los_Angeles America/New_York Pacific/Honolulu UTC-10 UTC-5 UTC-6 UTC-7 UTC-8 UTC-9