Compliance Associate - Regulatory Intelligence

Location:

About the Job

This position is in the Regulatory Intelligence Compliance Team within Compliance Risk Management. The position is responsible for identifying, summarizing, and consulting on current and emerging legal and regulatory compliance requirements as they relate to all products, services, business processes, and lines of business across Key. The position will also be responsible for performing regulatory research and analysis on applicable topics potentially impacting the organization.  The qualified candidate must be able to work both independently and as part of a team, adhere to schedules, meet deadlines in a limited timeframe, multi-task, and use sound judgment taking into consideration compliance risk tolerances of KeyCorp.

Essential Functions

- Identify new or modified rules, regulations, and laws applicable to the financial services industry.

- Review Artificial Intelligence (AI) and Generative AI outputs for their soundness and accuracy in summarizing regulatory changes.

- Collaborate with Subject Matter Expert(s) in providing research and analysis of new or modified regulatory requirements.

- Track regulatory changes and analysis in the Governance, Risk and Compliance system.

- Engage with risk partners to ensure required remediation plans are appropriately implemented, and that the status of the plans is accurate.

- Provide sound judgment and decision-making in analyzing and escalating.

- Assist with maintaining internal policies and procedures including updating and drafting training materials as needed and supporting and leading ad hoc projects.

- Effectively partner and establish trusted relationships with risk, legal and business partners, as well as senior level management and others regarding corporate-wide compliance issues.

Required Qualifications

- Bachelor’s degree in business, finance, legal or related field.

- Juris Doctorate and/or Certified Regulatory Compliance Manager (CRCM).

- 1-5 years of professional experience in the area of researching and analyzing statutory and regulatory requirements.

- Strong research, analytical and problem-solving skills.

- Excellent organization and time management abilities.

- Strong attention to detail and accuracy.

- Proven relationship building skills.

- Ability to comprehend compliance laws and regulations.

- High ethical standard and ability to maintain confidentiality.

- Demonstrated savvy in navigating organizational structures and communication channels and networks.

Preferred Qualifications

- 1-5 years’ experience as either a financial services attorney, compliance professional, bank regulator or other comparable legal experience.

- Experience identifying and summarizing regulatory changes with respect to the financial services industry.

COMPENSATION AND BENEFITS

This position is eligible to earn a base salary in the range of $75,000 to $83,000 annually depending on location and job-related factors such as level of experience. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.

Please click here for a list of benefits for which this position is eligible.

Key has implemented a role-based Mobile by Design approach to our employee workspaces, dedicating space to those whose roles require specific workspaces, while providing flexible options for roles which are less dependent on assigned workspaces and can be performed effectively in a mobile environment. As a result, this role may be Mobile or Home-based, which means you may work primarily either at a home office or in a Key facility to perform your job duties.

KeyCorp is an Equal Opportunity and Affirmative Action Employer committed to building a diverse, equitable and inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, veteran status or other protected category.

Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing HR_Compliance@keybank.com.

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