Communications Compliance Senior Specialist

Join a leading fintech company that’s democratizing finance for all.

Robinhood was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood is lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

As we continue to build...

We’re seeking curious, growth minded thinkers to help shape our vision, structures and systems; playing a key-role as we launch into our ambitious future. If you’re invigorated by our mission, values, and drive to change the world — we’d love to have you apply.

About the team + role

We are looking for a parent company communications compliance reviewer at Robinhood. This role will be responsible for reviewing/approving, advising, and auditing retail communications content to ensure compliance with regulatory requirements and internal guidelines. The successful candidate will support the team in guiding internal business clients (Web/Social Strategy, Corporate Communications, Public Relations, Investor Relations, ESG, Talent Acquisition, Financial News/Media group, International) on the compliance of public facing communications and related projects to ensure we meet our requirements under Firm policy, SEC rules, FTC rules, FINRA regulations and other applicable regulatory agency requirements.

We expect this person to bring their personal area of subject matter expertise to provide a bias towards action while driving multiple initiatives.

It is preferred that this role is located in one of the office locations listed on this job description which will align with our in-office working environment. This position is only eligible for remote work in limited geographies within the US where we do not have physical office locations. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.

What you’ll do

• Review, analyze, and advise internal clients on the adherence of parent company/enterprise-level communications and certain third party advertising units with compliance and firm guidelines
• Principal-level review (approve) communications to ensure they meet applicable regulatory laws as well as firm standards
• With an enterprise-level lens /perspective, guide internal clients and teammates on compliance for projects and deliverables
• Draft practical guidelines for internal clients to ensure compliance with regulatory and firm requirements
• Develop and implement process and system improvements to increase quality, effectiveness, impact and scalability
• Review and improve internal control and governance frameworks across different areas of the business

What you bring

• Bachelor’s Degree, …