Brokerage Operations Manager (Frisco, TX)

Brokerage Operations Mgr
The Brokerage Operations Manager job is responsible for leading a multi-site team that provides operational support to TIAA Brokerage clients.

Key Responsibilities and Duties

• Lead team responsible for processing transactions for Brokerage clients.
• Responsible for all aspects of performance management, coaching and mentoring.
• Manage day-to-day activities to ensure client requests are completed correctly and in a timely manner.
• Manages performance of team through regular, timely feedback as well as the formal performance review process to ensure delivery of exceptional performance, engagement, motivation and development of team.
• Stay current on updates to the Pershing system and changes that impact the team.
• Drive continuous improvement efforts to improve quality, efficiency, and the client experience.
• Serve as subject matter expert on Brokerage Operations processes and participate in projects as needed.
• Build sound relationships across the enterprise to enable business partner support and close alignment with business objectives and firm risk appetite.

Educational Requirements

• No Advanced Degree Required Preferred

Work Experience

• 3+ Years Required; 5+ Years Preferred

FINRA Registrations

• SRC Indicator: Series 7; Series 63; Series 24

Physical Requirements

• Physical Requirements: Sedentary Work

Career Level
7PL

Please note, due to this role needing to build out a team, for this opportunity, a Series 24 or a Series 9, 10 and 23 would be required at the onset of one's application. Thank you.

Location: This position is deemed Hybrid Flex which means this position will not be a fully remote position but will allow for some flexibility. This position will be associated with the following TIAA metropolitan marketplace or office: Frisco, TX

Related Skills

Adaptability, Collaboration, Communication, Conflict Management, Continuous Improvement Mindset, Critical Thinking, Detail-Oriented, Financial Risk Management, Prioritizes Effectively, Transaction Processing

Anticipated Posting End Date:

2024-09-30

Base Pay Range: $75,300/yr. - $106,300/yr.

Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans). 

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Company Overview

TIAA is the leading provider of financial services in the academic, research, medical, cultural and government fields. We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement …