AML Compliance QC Analyst - Surveillance & Investigations

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application!

What You Can Expect At BBH:

If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You will have direct access to clients, information and experts across all business areas around the world. BBH will provide you with opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm. We encourage a culture of inclusion that values each employee’s unique perspective. We provide a high-quality benefits program emphasizing good health, financial security, and peace of mind. Ultimately we want you to have rewarding work with the flexibility to enjoy personal and family experiences at every career stage. Our BBH Cares program offers volunteer opportunities to give back to your community and help transform the lives of others.

Brown Brothers Harriman is currently recruiting an AML Compliance Quality Control Analyst – Surveillance & Investigations to join our AML Compliance team. The Quality Control Analyst is responsible for ensuring that AML Compliance's activities follow the necessary rules and regulations by providing compliance support and expertise within established guidelines. The Senior Analyst is responsible for identifying and resolving problems in a timely fashion, while considering internal guidelines and outside regulatory requirements.

Specific responsibilities include resolving complex investigations, completing all processes in connection with suspicious activity reporting (SAR), updating policies and procedures when necessary and executing special projects (such as expected activity validation) related to BBH’s surveillance and monitoring program. The Senior Analyst will be responsible for drafting investigative reports with recommendations for appropriate disposition, which are supported by factual evidence and analysis, to Manager. The position operates independently as a trusted advisor to BBH's business lines and is involved with the most complex aspects of the function.

Some of your key responsibilities include: 

Quality Control and Testing

• Conduct testing of the AML Investigations and Suspicious Activity Reports (SARs), and Actimize/ Oracle Surveillance alerts
• Identify gaps or discrepancies in records and processes both for individual analysts and across the team. 
• Recommend and, in coordination with the Program Managers, implement enhancements to the Program and/or QC process itself. 
• Prepares and reviews investigative file documents for AML investigations and Suspicious Activity Reports and coordinates …