Compliance Testing - Associate
Jacksonville, 5201 Gate Parkway
Job Description:
Job Title Compliance Testing
Corporate Title Associate
Location Jacksonville, FL
Overview
Deutsche Bank’s Compliance Testing team, a part of the Chief Administrative Office (CAO) division, conducts reviews to evaluate the firm’s compliance with applicable laws and regulations and to help ensure that control gaps are adequately escalated and mitigated through remedial actions. Compliance Testing is responsible for conducting regional and global compliance reviews across divisions to ensure that the organization adheres to legal, regulatory, and internal policies and procedures. This position requires the ability to work independently with various stakeholders to execute deliverables.
What We Offer You
A diverse and inclusive environment that embraces change, innovation, and collaboration
A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
Educational resources, matching gift, and volunteer programs
What You’ll Do
Conduct and/or support compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory and internal firm policy requirements applicable to Deutsche Bank products and services in the Americas
Assist in the developing of testing modules and conduct testing across all Deutsche Bank Americas business activities to evaluate adherence to regulatory requirements and compliance risks
Maintain solid working relationships with Business Line Compliance, Front Office, Operations, Group Audit, and other control groups throughout the region
Identify Compliance risks inherent in a business or process and assess whether a control framework is in place to manage these risks or whether any existing control framework adequately manages the risks
Prepare and distribute reports to senior management detailing review findings and recommendations. Periodically report on significant activities conducted and planned for the upcoming period
Some travel may be required
Skills You’ll Need
Strong knowledge of regulations governing financial institutions including the rules and regulations of the Federal Reserve Bank, Outbound Control Centers, Federal Deposit Insurance Corporation, Financial Industry Regulatory Authority, Securities and Exchange Commission, NFA, and Commodity Futures Trading Commission
Knowledge of Corporate Banking and/or Private Bank related products and services
Relevant experience with a financial services firm within Legal, Compliance, Operations or Audit and/or regulatory organization in a role that relates to financial services
Ability to understand and interpret various laws, regulations, and policies
Excellent interpersonal and communication skills with the ability to interact effectively with internal and external stakeholders, including regulators and senior management
Skills That Will Help You Excel
Strong business writing skills
Strong analytical and investigative skills
Strong organizational and project management skills and attention to detail
Ability to support multiple compliance reviews and projects at the same time and meet timely deadlines
A background in compliance testing, audit or risk is a strong plus
Expectations
It is the Bank’s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank’s hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in Jacksonville, FL is $54,000 to $77.400. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration.
Deutsche Bank Values & Diversity
We believe talent is found in all cultures, countries, races, ethnicities, genders, sexual orientations, disabilities, beliefs, generations, backgrounds, and experiences. We pursue a working environment where everyone can be authentic and feel a sense of belonging. Click here to find out more about our diversity and inclusion efforts.
We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories.
Learn more about your life at DB through the eyes of our current employees: https://careers.db.com/life
The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank’s California Privacy Notice please email HR.Direct@DB.com.
Deutsche Bank Benefits
At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!
Click these links to view the following notices: EEO is the Law poster and supplement; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision
#LI-HYBRID
#LI-REMOTE
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We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
We are an Equal Opportunity Employer - Veterans/Disabled and other protected categories. Click these links to view the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision.
ApplyJob Profile
Hybrid model Hybrid working model Must work in Jacksonville office
Benefits/PerksCompetitive compensation Competitive compensation packages Diverse and inclusive environment Educational resources Employee Resource Groups Family building benefits Generous vacation Health and Wellbeing Benefits Hybrid work Hybrid working model Parental leave Personal and volunteer days Retirement savings plans Volunteer programs
Tasks- Conduct compliance reviews
- Conduct testing
- Develop testing modules
- Identify compliance risks
- Prepare reports for management
Analytical Attention to detail Audit Banking Business writing Communication Compliance Compliance Testing Excel Financial Regulations Interpersonal Organizational Project Management Regulations Regulatory knowledge Regulatory requirements Testing Writing
Experience3 years
Education TimezonesAmerica/Anchorage America/Chicago America/Denver America/Los_Angeles America/New_York Pacific/Honolulu UTC-10 UTC-5 UTC-6 UTC-7 UTC-8 UTC-9